Ankur Ashok Goyal

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (since 17 Feb 2022)
    • [FCA CF] Significant management (since 17 Feb 2022)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Manager of certification employee (since 1 Mar 2023)
    • [FCA CF] Significant management (since 17 Feb 2022)
    • [FCA CF] Client dealing (since 17 Feb 2022)
    • [FCA CF] Material risk taker (since 17 Feb 2022)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Material risk taker (1 Feb 2021 to 22 Dec 2021)
    • [FCA CF] Client dealing (1 Feb 2021 to 22 Dec 2021)
    • CF30 Customer (22 Apr 2014 to 8 Dec 2019)
  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • CF30 Customer (30 Mar 2010 to 21 Jan 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.