Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • [FCA CF] Client dealing (7 Jun 2021 to 16 Sep 2021)
    • [FCA CF] Material risk taker (7 Jun 2021 to 16 Sep 2021)
    • [FCA CF] Proprietary trader (7 Jun 2021 to 16 Sep 2021)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Aug 2022)
    • CF30 Customer (18 Mar 2014 to 6 Mar 2016)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • CF30 Customer (18 Mar 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.