Wells Fargo Securities International Limited

• Principal Place of Business

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Complaints Contact

  33 King William Street

  London

  EC4R 9AT

  UNITED KINGDOM

  Phone

  +442039428000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Galen Moloney

  IRN GTM01043

  • [FCA CF] Client dealing (4 Jul 2022 to 13 Apr 2026)
• Gary Victor Kirk

  IRN GVK01002

  • CF16 Significant Mgt (Desgntd Investment Business) (23 Jun 2006 to 26 Mar 2007)
  • CF21 Investment Adviser (28 Jan 2004 to 26 Mar 2007)
• Geoffrey E Snyder

  IRN GES01056

  • CF29 Significant management (7 Jul 2010 to 16 Dec 2011)
• Geoffrey Guillemard

  IRN GXG01324

  • [FCA CF] Client dealing (since 4 Jul 2022)
• George McLanahan

  IRN GXM01738

  • CF30 Customer (16 Apr 2008 to 4 Jul 2008)
• George Robson

  IRN GJR01056

  • [FCA CF] Client dealing (since 22 Jul 2025)
• Gerhard Ernst-August Kurt Von Dem Hagen

  IRN GEV01001

  • CF30 Customer (28 Oct 2013 to 5 Apr 2019)
• Gethin Hallam Davies

  IRN GXD00220

  • [FCA CF] Client dealing (10 Sep 2021 to 28 Oct 2022)
• Giang Nguyen-Hoang

  IRN GXN01116

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Dec 2017 to 8 Dec 2019)
• Gil Tony Fridman

  IRN GTF01009

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2021)
  • CF30 Customer (25 Jun 2019 to 8 Dec 2019)

No changes recorded yet.