Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF27 Partner (9 Dec 2019 to 11 Mar 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 18 Aug 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 18 Aug 2025)
- CF4 Partner (26 Sep 2008 to 8 Dec 2019)
- CF30 Customer (28 Jul 2008 to 8 Dec 2019)
-
- CF16 Significant Mgt (Desgntd Investment Business) (23 Jun 2006 to 26 Mar 2007)
- CF21 Investment Adviser (28 Jan 2004 to 26 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.