Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 22 Jul 2025)
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Wells Fargo Bank, National Association
FRN 456183
- [FCA CF] Client dealing (since 22 Jul 2025)
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- [FCA CF] Client dealing (7 Mar 2016 to 16 Apr 2025)
- CF30 Customer (7 Oct 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 26 Jul 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 26 Jul 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.