Gil Tony Fridman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JB Drax Honore (UK) Limited
FRN 585303
- [FCA CF] Client dealing (since 12 Apr 2021)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2021)
- CF30 Customer (25 Jun 2019 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- [FCA CF] Client dealing (10 Nov 2016 to 4 Apr 2019)
- CF30 Customer (18 Dec 2014 to 6 Mar 2016)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (4 Nov 2011 to 24 Oct 2014)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 19 Jul 2011)
- CF21 Investment Adviser (17 Oct 2003 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.