Giang Nguyen-Hoang

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (11 Dec 2017 to 8 Dec 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- [FCA CF] Client dealing (7 Dec 2017 to 1 Feb 2024)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (27 Nov 2009 to 6 Mar 2016)
Chalkhill Partners LLP (no longer approved here)
FRN 499335
- CF30 Customer (1 Sep 2009 to 4 Nov 2009)
- CF4 Partner (1 Sep 2009 to 4 Nov 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.