WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Smith

    IRN CXS01631

    • (28)CF28 Systems and controls (10 Aug 2016 to 3 Nov 2017)
    • (29)CF1 Director (21 Feb 2014 to 3 Nov 2017)
  • David Brian Page

    IRN DBP01034

    • (34)CF1 Director (3 Oct 2005 to 9 Nov 2007)
  • David Hadley Edwards

    IRN DHE01015

    • (47)CF1 Director (26 Aug 2011 to 31 Jul 2012)
  • David Martyn Harvey

    IRN DXH00488

    • (49)[FCA CF] Functions requiring qualifications (29 Nov 2021 to 1 Apr 2023)
  • David Retberg

    IRN DXR00231

    • (78)[FCA CF] Significant management (6 May 2020 to 2 Sep 2025)
  • Dean Boothroyd

    IRN DXB00423

    • (44)[FCA CF] Manager of certification employee (4 Aug 2020 to 15 Feb 2024)
    • (45)[FCA CF] Functions requiring qualifications (4 Aug 2020 to 15 Feb 2024)
  • Denise Jones

    IRN DXJ00126

    • (59)[FCA CF] Significant management (10 Dec 2020 to 14 Feb 2023)
  • Diane Cotton

    IRN DXC02188

    • (26)CF28 Systems and controls (12 Mar 2014 to 31 Jan 2016)
  • Duncan Robert Lowman

    IRN DXL00188

    • (80)[FCA CF] Significant management (10 Dec 2020 to 26 Jul 2021)
  • Edward Haydn James Hamilton-Russell

    IRN EHH01020

    • (77)[FCA CF] Significant management (24 Nov 2020 to 13 Jun 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (95)CF1 Director

  2. controlled function added: (94)[FCA CF] Significant management

  3. controlled function added: (93)CF1 Director

  4. controlled function added: (92)CF8 Apportionment and Oversight

  5. controlled function added: (91)CF10 Compliance Oversight

  6. controlled function added: (90)[FCA CF] Significant management

  7. controlled function added: (89)CF1 Director

  8. controlled function added: (88)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (87)[FCA CF] Functions requiring qualifications

  10. controlled function added: (86)[FCA CF] Functions requiring qualifications

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