WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

Date authorised
1 April 2013
Companies House
00934528
Last scraped
15 hours ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044
    Web
    https://www.fundsolutions.net

  • Complaints Contact

    3rd Floor, Central Square
    29 Wellington Street
    Leeds
    LS1 4DL
    UNITED KINGDOM
    Phone
    +443459220044

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Life Policy, Rights to or interests in investments (Contractually Based Investments), Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Limited to packaged product administration activities.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Retail (Investment), Professional, Rights to or interests in investments (Contractually Based Investments), Life Policy, Rights to or interests in investments (Security), Share, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to packaged product administration activities.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caoimhghin ODonnell

    IRN CXO00018

    • (71)Director of firm who is not a certification employee or a SMF manager (9 Oct 2023 to 28 Mar 2025)
  • Carole Collier

    IRN CXC01162

    • (93)CF1 Director (1 Dec 2001 to 18 Mar 2005)
    • (92)CF8 Apportionment and Oversight (1 Dec 2001 to 18 Mar 2005)
    • (91)CF10 Compliance Oversight (1 Dec 2001 to 18 Mar 2005)
  • Charles Nicholas Cryer

    IRN CNC01018

    • (10)CF1 Director (31 Jul 2013 to 27 Feb 2015)
  • Christine Hayes

    IRN CXH01200

    • (27)CF1 Director (16 Nov 2007 to 3 Sep 2015)
  • Christine Mary Rogers

    IRN CMR01068

    • (5)CF1 Director (14 Feb 2002 to 1 Nov 2002)
  • Christopher Addenbrooke

    IRN CXA01074

    • (132)SMF9 Chair of the Governing Body (12 Aug 2020 to 31 Jan 2022)
    • (133)SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
    • (134)CF8 Apportionment and Oversight (13 Jun 2007 to 31 Mar 2009)
    • (136)CF1 Director (13 Jun 2007 to 8 Dec 2019)
    • (135)CF3 Chief Executive (13 Jun 2007 to 6 Oct 2016)
  • Christopher Brocklehurst

    IRN CXB01564

    • (124)[FCA CF] Manager of certification employee (28 Sep 2021 to 2 Sep 2025)
    • (125)[FCA CF] Significant management (28 Sep 2021 to 2 Sep 2025)
  • Christopher James Dimbylow

    IRN CJD01085

    • (112)SMF16 Compliance Oversight (21 Apr 2025 to 30 Sep 2025)
    • (111)SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2025 to 30 Sep 2025)
  • Christopher John Terry

    IRN CJT01164

    • (6)CF1 Director (25 Jan 2012 to 3 Nov 2017)
  • Clare Lakeland

    IRN CXL00479

    • (68)[FCA CF] Significant management (28 Mar 2024 to 2 Sep 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (95)CF1 Director

  2. controlled function added: (94)[FCA CF] Significant management

  3. controlled function added: (93)CF1 Director

  4. controlled function added: (92)CF8 Apportionment and Oversight

  5. controlled function added: (91)CF10 Compliance Oversight

  6. controlled function added: (90)[FCA CF] Significant management

  7. controlled function added: (89)CF1 Director

  8. controlled function added: (88)Director of firm who is not a certification employee or a SMF manager

  9. controlled function added: (87)[FCA CF] Functions requiring qualifications

  10. controlled function added: (86)[FCA CF] Functions requiring qualifications

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