Christopher James Dimbylow

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (111)SMF17 Money Laundering Reporting Officer (MLRO) (21 Apr 2025 to 30 Sep 2025)
    • (112)SMF16 Compliance Oversight (21 Apr 2025 to 30 Sep 2025)
  • Fisher Investments Europe Limited (no longer approved here)

    FRN 191609

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jan 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jan 2024)
    • CF10 Compliance Oversight (11 Sep 2018 to 8 Dec 2019)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • CF11 Money Laundering Reporting (1 Feb 2013 to 31 Dec 2014)
    • CF10 Compliance Oversight (1 Feb 2013 to 31 Dec 2014)
  • IM ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 402770

    • CF10 Compliance Oversight (2 Sep 2009 to 19 Feb 2010)
    • CF11 Money Laundering Reporting (27 Feb 2009 to 19 Feb 2010)
  • Horbury Financial Services Limited (no longer approved here)

    FRN 225007

    • CF22 Investment Adviser (Trainee) (29 Oct 2003 to 23 Feb 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 15 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (111)SMF17 Money Laundering Reporting Officer (MLRO) at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

  2. controlled function added: (112)SMF16 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED