Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Hugh-Smith

  IRN PXH01241

  • Responsible for Insurance Mediation (1 Mar 2015 to 30 Sep 2018)
  • CF3 Chief Executive (20 Nov 2014 to 29 May 2019)
• Peter John Field

  IRN PJF01080

  • CF1 Director (1 Dec 2001 to 31 Jan 2002)
• Rachel Margaret Short

  IRN RMS01214

  • CF1 Director (22 Nov 2010 to 2 Dec 2013)
• Richard Thornton

  IRN RXT00224

  • SMF18 Other Overall Responsibility (since 2 Feb 2026)
  • [FCA CF] Significant management (30 Sep 2021 to 2 Feb 2026)
  • [FCA CF] Material risk taker (30 Sep 2021 to 2 Feb 2026)
• Rob Berry

  IRN RXB00529

  • [FCA CF] Material risk taker (since 23 Sep 2021)
  • [FCA CF] Significant management (since 23 Sep 2021)
• Robert Nair

  IRN NXR01231

  • SMF17 Money Laundering Reporting Officer (MLRO) (29 Apr 2021 to 18 Oct 2021)
• Robin Charles Ford

  IRN RCF01023

  • CF1 Director (1 Dec 2001 to 4 Dec 2006)
• Roger Keith Hillyer

  IRN RKH01057

  • CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)
• Ryan Minor

  IRN RXM00402

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Selma Coffey

  IRN SXC01565

  • SMF3 Executive Director (since 30 Apr 2025)

No changes recorded yet.