Waystone Financial Investments Limited

• Principal Place of Business

  3rd Floor, Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

  Web

  https://www.fundsolutions.net

• Complaints Contact

  3rd Floor

  Central Square

  29 Wellington Street

  Leeds

  LS1 4DL

  UNITED KINGDOM

  Phone

  +4403459220044

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Shahid Chaudhri

  IRN SXC01630

  • CF30 Customer (13 Nov 2009 to 4 Oct 2013)
• Sophie Smurfit Farminer

  IRN SXS05064

  • [FCA CF] Client dealing (since 3 Apr 2025)
  • [FCA CF] Material risk taker (since 3 Apr 2025)
• Stephen James Hinds

  IRN SJH01212

  • CF1 Director (1 Dec 2001 to 15 Dec 2006)
• Stephen Philpot

  IRN SXP00471

  • [FCA CF] Material risk taker (9 Sep 2021 to 21 Jan 2022)
• Steve Joseph Theodore

  IRN SJT01273

  • [FCA CF] Material risk taker (22 Aug 2022 to 8 Feb 2023)
• Terence Martin Spooner

  IRN TMS01104

  • CF1 Director (20 Jun 2014 to 1 Mar 2016)
• Thomas Frederick Cook

  IRN TFC01009

  • CF11 Money Laundering Reporting (1 Dec 2001 to 29 Jul 2005)
• Timothy Peter Roberts

  IRN TPR01011

  • [FCA CF] Material risk taker (since 18 Jan 2021)
  • [FCA CF] Client dealing (since 18 Jan 2021)
• Timothy Tracy Brooke Thom

  IRN TTB01004

  • CF2 Non Executive Director (25 Jul 2012 to 3 Nov 2017)
• Victor Gysin

  IRN VXG01119

  • CF1 Director (5 Jul 2011 to 3 Nov 2017)

No changes recorded yet.