Roger Keith Hillyer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Richmond Citizens Advice Bureaux Service
FRN 617709
- Director of firm who is not a certification employee or a SMF manager (since 21 Dec 2020)
Link Fund Solutions Limited (no longer approved here)
FRN 119197
- CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)
WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)
FRN 121795
- (76)CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)
Waystone Financial Investments Limited (no longer approved here)
FRN 169586
- CF10 Compliance Oversight (23 Jan 2009 to 1 Nov 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (76)CF10 Compliance Oversight at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.