Peter Hugh-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CCLA INVESTMENT MANAGEMENT LIMITED

    FRN 119281

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (28 Aug 2019 to 8 Dec 2019)
  • CCLA Fund Managers Limited (no longer approved here)

    FRN 611707

    • SMF1 Chief Executive (9 Dec 2019 to 17 Nov 2021)
    • SMF3 Executive Director (9 Dec 2019 to 17 Nov 2021)
    • CF3 Chief Executive (28 Aug 2019 to 8 Dec 2019)
    • CF1 Director (28 Aug 2019 to 8 Dec 2019)
  • Link Fund Solutions Limited (no longer approved here)

    FRN 119197

    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jul 2019)
    • CF3 Chief Executive (31 May 2016 to 1 Jul 2019)
    • CF1 Director (20 Nov 2014 to 5 Jul 2019)
    • CF30 Customer (20 Nov 2014 to 5 Jul 2019)
  • WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED (no longer approved here)

    FRN 121795

    • (99)CF3 Chief Executive (22 Mar 2016 to 29 May 2019)
  • Waystone Financial Investments Limited (no longer approved here)

    FRN 169586

    • Responsible for Insurance Mediation (1 Mar 2015 to 30 Sep 2018)
    • CF3 Chief Executive (20 Nov 2014 to 29 May 2019)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF30 Customer (30 Jun 2014 to 18 Sep 2014)
    • CF10 Compliance Oversight (10 Jan 2014 to 18 Sep 2014)
    • CF11 Money Laundering Reporting (10 Jan 2014 to 18 Sep 2014)
    • CF1 Director (4 Jun 2013 to 18 Sep 2014)
    • CF3 Chief Executive (4 Jun 2013 to 18 Sep 2014)
  • WAY Fund Managers Limited (no longer approved here)

    FRN 194147

    • CF10 Compliance Oversight (3 Jan 2013 to 18 Sep 2014)
    • CF11 Money Laundering Reporting (3 Jan 2013 to 18 Sep 2014)
    • CF3 Chief Executive (4 Sep 2012 to 18 Sep 2014)
    • CF1 Director (4 Sep 2012 to 18 Sep 2014)
    • CF30 Customer (4 Sep 2012 to 18 Sep 2014)
  • Investment and Tax Advisory Services Limited (no longer approved here)

    FRN 209529

    • CF30 Customer (25 Apr 2012 to 17 Oct 2014)
    • CF1 Director (25 Apr 2012 to 12 Oct 2013)
  • Russell Investments Limited (no longer approved here)

    FRN 122282

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF27 Investment Management (1 Dec 2001 to 26 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (99)CF3 Chief Executive at WAYSTONE TRANSFER AGENCY SOLUTIONS (UK) LIMITED