Ward Goodman Financial Services Ltd

• Principal Place of Business

  4 Cedar Park

  Cobham Road

  Ferndown Industrial Estate

  Wimborne

  Dorset

  BH21 7SF

  UNITED KINGDOM

  Phone

  +4401202875900

  Web

  https://www.wardgoodman.co.uk

• Complaints Contact

  4 Cedar Park

  Cobham Road

  Ferndown Industrial Estate

  Wimborne

  Dorset

  BH21 7SF

  UNITED KINGDOM

  Phone

  +4401202875900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Margaret Mary Baker

  IRN MMB01126

  • CF1 Director (AR) (since 9 Jan 2017)
• Matthew Ryan Isaacs

  IRN MXI01083

  • CF30 Customer (3 Oct 2012 to 4 May 2020)
• Michael Edward Marrow

  IRN MEM01072

  • CF1 Director (AR) (14 Aug 2003 to 31 Mar 2007)
• Paul MacRae

  IRN PSM00019

  • CF30 Customer (3 Oct 2012 to 31 Jan 2013)
• Paul Richard Burdett

  IRN PRB01120

  • CF30 Customer (1 Nov 2007 to 31 Aug 2014)
  • CF22 Investment Adviser (Trainee) (15 Jan 2004 to 31 Oct 2007)
• Richard John Walker-Gunns

  IRN RJW01241

  • CF30 Customer (19 Feb 2014 to 23 Feb 2017)
• Roger Stephen Duckworth

  IRN RSD01038

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (4 Oct 2007 to 8 Dec 2019)
  • CF1 Director (31 Mar 2003 to 8 Dec 2019)
• Roger William Perry

  IRN RWP00032

  • CF30 Customer (3 Oct 2014 to 12 Dec 2014)
• Rosemary Felicity Hedger

  IRN RFH01053

  • CF1 Director (AR) (28 Oct 2005 to 25 Dec 2016)
• Samantha Jayne Haddon

  IRN SJH01545

  • CF30 Customer (21 Mar 2013 to 31 Jul 2014)

• Blanchards Bailey Financial Services Ltd

  FRN 544565 · Appointed 1 Apr 2011

• HK Financial Advice Service Ltd

  FRN 440977 · Appointed 25 Oct 2005

• Ward Goodman Asset Management Ltd (no longer appointed)

  FRN 574152 · Appointed 1 Feb 2012 · Until 1 Dec 2017

• TFS Financial Services Limited (no longer appointed)

  FRN 227497 · Appointed 7 Aug 2003 · Until 1 Apr 2007

No changes recorded yet.