Richard John Walker-Gunns

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 13 Jun 2024)
    • CF1 Director (AR) (since 8 Nov 2023)
    • CF30 Customer (since 8 Nov 2023)
    • [FCA CF] Client dealing (25 Aug 2023 to 13 Jun 2024)
    • [FCA CF] Functions requiring qualifications (25 Aug 2023 to 13 Jun 2024)
  • Orbit Financial Planning Ltd

    FRN 1003028

    • (1)Employed By (since 8 Nov 2023)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jul 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jul 2023)
  • Ward Goodman Financial Services Ltd (no longer approved here)

    FRN 221867

    • CF30 Customer (19 Feb 2014 to 23 Feb 2017)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (1 Oct 2012 to 18 Jan 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 30 Nov 2006)
  • WallsWalker Financial Management Ltd (no longer approved here)

    FRN 230956

    • Employed By (21 Jan 2004 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

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