Ward Goodman Financial Services Ltd

• Principal Place of Business

  4 Cedar Park

  Cobham Road

  Ferndown Industrial Estate

  Wimborne

  Dorset

  BH21 7SF

  UNITED KINGDOM

  Phone

  +4401202875900

  Web

  https://www.wardgoodman.co.uk

• Complaints Contact

  4 Cedar Park

  Cobham Road

  Ferndown Industrial Estate

  Wimborne

  Dorset

  BH21 7SF

  UNITED KINGDOM

  Phone

  +4401202875900

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Equity Release Advice

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Georgina Tremarco

  IRN SGT01020

  • CF30 Customer (16 Apr 2015 to 29 Apr 2015)
• Simon David Cross

  IRN SDC01126

  • CF1 Director (AR) (2 Aug 2012 to 15 Nov 2023)
• Simon Michael Willcox

  IRN SMW01120

  • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
  • CF1 Director (26 Jun 2006 to 25 Jul 2014)
  • CF1 Director (AR) (12 Aug 2003 to 25 Jul 2014)
  • CF21 Investment Adviser (31 Mar 2003 to 31 Oct 2007)
  • CF3 Chief Executive (31 Mar 2003 to 26 Jun 2006)
  • CF10 Compliance Oversight (31 Mar 2003 to 1 Mar 2012)
• Simone Marie Roberts

  IRN SMR01201

  • CF30 Customer (29 Dec 2016 to 5 Oct 2020)
• Susan Elizabeth Bishop

  IRN SXL00138

  • CF21 Investment Adviser (21 May 2003 to 31 May 2007)
• William Elias Muammar

  IRN WEM00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
  • [FCA CF] Client dealing (since 4 Apr 2022)

• Blanchards Bailey Financial Services Ltd

  FRN 544565 · Appointed 1 Apr 2011

• HK Financial Advice Service Ltd

  FRN 440977 · Appointed 25 Oct 2005

• Ward Goodman Asset Management Ltd (no longer appointed)

  FRN 574152 · Appointed 1 Feb 2012 · Until 1 Dec 2017

• TFS Financial Services Limited (no longer appointed)

  FRN 227497 · Appointed 7 Aug 2003 · Until 1 Apr 2007

No changes recorded yet.