William Elias Muammar

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ward Goodman Financial Services Ltd

    FRN 221867

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Apr 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Apr 2022)
  • BUTCHER & MOODY FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 845514

    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 8 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2020 to 15 Jun 2022)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (31 Jan 2008 to 19 Jun 2013)
  • Cadde Financial Limited (no longer approved here)

    FRN 169690

    • Employed By (31 Jan 2008 to 19 Jun 2013)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 10 Jan 2008)
    • CF21 Investment Adviser (1 Sep 2005 to 31 Oct 2007)
  • The Ethical Partnership Limited (no longer approved here)

    FRN 192557

    • CF11 Money Laundering Reporting (21 Jun 2002 to 27 Jul 2004)
    • CF21 Investment Adviser (20 Dec 2001 to 27 Jul 2004)
    • CF1 Director (20 Dec 2001 to 27 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.