Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Employed By (7 Feb 2012 to 25 Jul 2014)
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- CF2 Non Executive Director (5 Jul 2011 to 11 Jun 2014)
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- Employed By (6 Apr 2011 to 25 Jul 2014)
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- CF30 Customer (1 Nov 2007 to 21 Dec 2012)
- CF1 Director (26 Jun 2006 to 25 Jul 2014)
- CF1 Director (AR) (12 Aug 2003 to 25 Jul 2014)
- CF3 Chief Executive (31 Mar 2003 to 26 Jun 2006)
- CF21 Investment Adviser (31 Mar 2003 to 31 Oct 2007)
- CF10 Compliance Oversight (31 Mar 2003 to 1 Mar 2012)
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- Employed By (25 Oct 2005 to 25 Jul 2014)
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- Employed By (12 Aug 2003 to 29 Jun 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.