Simone Marie Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equity Release Supermarket Ltd (no longer approved here)
FRN 584063
- [FCA CF] Functions requiring qualifications (8 Feb 2022 to 5 Jul 2022)
APEX CB FINANCIAL PLANNING LIMITED (no longer approved here)
FRN 507964
- [FCA CF] Client dealing (9 Dec 2020 to 19 Nov 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Nov 2021)
HK Financial Advice Service Ltd (no longer approved here)
FRN 440977
- Employed By (1 Dec 2017 to 5 Oct 2020)
Blanchards Bailey Financial Services Ltd (no longer approved here)
FRN 544565
- Employed By (1 Dec 2017 to 5 Oct 2020)
Ward Goodman Financial Services Ltd (no longer approved here)
FRN 221867
- CF30 Customer (29 Dec 2016 to 5 Oct 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.