APEX CB FINANCIAL PLANNING LIMITED

Date authorised
1 April 2013
Companies House
05082939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Apex C B Financial Planning Ltd
    Jellicoe House
    Admiralty Park
    Station Road
    Poole
    Dorset
    BH16 6HX
    UNITED KINGDOM
    Phone
    +4401202622223
    Web
    https://www.apexcb.com

  • Complaints Contact

    Apex C B Financial Planning Ltd
    Jellicoe House
    Admiralty Park
    Station Road
    Poole
    Dorset
    BH16 6HX
    UNITED KINGDOM
    Phone
    +4401202622223

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Allison Elaine Donnison

    IRN AEF00007

    • CF30 Customer (13 Aug 2010 to 30 Nov 2010)
  • Christopher Alan Hoar

    IRN CXH00701

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Jul 2023)
    • [FCA CF] Client dealing (since 17 Jul 2023)
  • Christopher Michael Ryan

    IRN CMR00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (2 Oct 2020 to 17 Oct 2022)
    • CF30 Customer (18 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jan 2010 to 8 Dec 2019)
    • CF1 Director (18 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jan 2010 to 30 Sep 2018)
  • Elizabeth Phyllis Murley

    IRN EPS01023

    • CF30 Customer (22 Feb 2017 to 2 Sep 2019)
  • Neil Harper Surtees

    IRN NHS00005

    • CF1 Director (17 Apr 2012 to 1 Feb 2014)
    • CF11 Money Laundering Reporting (17 Apr 2012 to 1 Feb 2014)
    • CF30 Customer (17 Apr 2012 to 28 Feb 2015)
  • Richard Andrew French

    IRN RAF01162

    • [FCA CF] Client dealing (9 Dec 2020 to 23 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 23 Apr 2025)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • Simon Tristan Gwynn

    IRN STG01034

    • CF30 Customer (22 Oct 2015 to 23 Nov 2015)
  • Simone Marie Roberts

    IRN SMR01201

    • [FCA CF] Client dealing (9 Dec 2020 to 19 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 19 Nov 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.