Christopher Michael Ryan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • APEX CB FINANCIAL PLANNING LIMITED

    FRN 507964

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Responsible for Insurance Distribution (since 9 Jan 2026)
    • [FCA CF] Manager of certification employee (since 9 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Mediation (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (2 Oct 2020 to 17 Oct 2022)
    • CF30 Customer (18 Jan 2010 to 8 Dec 2019)
    • CF1 Director (18 Jan 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Jan 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2010 to 8 Dec 2019)
    • Responsible for Insurance Mediation (18 Jan 2010 to 30 Sep 2018)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 31 Dec 2009)
    • CF21 Investment Adviser (25 Jul 2003 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (25 Jul 2003 to 31 Jan 2007)
  • Apex CB Financial Planning Ltd (no longer approved here)

    FRN 226398

    • Employed By (25 Jul 2003 to 31 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

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