Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 May 2020)
    • CF30 Customer (since 28 May 2020)
    • [FCA CF] Client dealing (since 28 May 2020)
    • Employed By (since 28 May 2020)
  • HK Financial Advice Service Ltd (no longer approved here)

    FRN 440977

    • Employed By (15 Oct 2012 to 4 May 2020)
  • Blanchards Bailey Financial Services Ltd (no longer approved here)

    FRN 544565

    • Employed By (15 Oct 2012 to 4 May 2020)
  • Ward Goodman Financial Services Ltd (no longer approved here)

    FRN 221867

    • CF30 Customer (3 Oct 2012 to 4 May 2020)
  • Ward Goodman Asset Management Ltd (no longer approved here)

    FRN 574152

    • Employed By (3 Oct 2012 to 30 Nov 2017)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (2 Jun 2004 to 25 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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