Roger William Perry

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgans Ltd (no longer approved here)
FRN 159488
- [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Apr 2023)
- CF30 Customer (23 Jan 2017 to 8 Dec 2019)
HOWDEN FS LIMITED (no longer approved here)
FRN 180563
- CF30 Customer (26 Feb 2015 to 28 Oct 2016)
HK Financial Advice Service Ltd (no longer approved here)
FRN 440977
- Employed By (9 Oct 2014 to 12 Dec 2014)
Blanchards Bailey Financial Services Ltd (no longer approved here)
FRN 544565
- Employed By (9 Oct 2014 to 12 Dec 2014)
Ward Goodman Financial Services Ltd (no longer approved here)
FRN 221867
- CF30 Customer (3 Oct 2014 to 12 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.