W H Ireland Limited

• Principal Place of Business

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +4402072201666

  Web

  https://www.whirelandplc.com

• Complaints Contact

  W H Ireland Ltd

  24 Martin Lane

  London

  City Of London

  EC4R 0DR

  UNITED KINGDOM

  Phone

  +442072201666

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Philip Haydn-Slater

  IRN PXH01336

  • CF30 Customer (20 Dec 2010 to 4 Mar 2011)
  • CF27 Investment Management (23 Sep 2003 to 31 Oct 2007)
  • CF21 Investment Adviser (23 Sep 2003 to 31 Oct 2007)
• Philip John Shelley

  IRN PJS01225

  • SMF9 Chair of the Governing Body (1 Jul 2020 to 27 Apr 2022)
  • CF2 Non Executive Director (26 Sep 2019 to 8 Dec 2019)
• Philip Tansey

  IRN PXT01457

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2021)
  • CF1 Director (18 Jun 2019 to 8 Dec 2019)
  • CF10a CASS Oversight function (18 Jun 2019 to 8 Dec 2019)
  • CF28 Systems and controls (11 Jun 2019 to 8 Dec 2019)
• Phillip Andrew Wale

  IRN PAW00103

  • SMF1 Chief Executive (9 Dec 2019 to 24 Mar 2026)
  • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2026)
  • CF1 Director (16 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
• Phillip Sidebottom

  IRN PXS01809

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 14. Managing investments
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • Responsible for Insurance Distribution (since 7 May 2024)
  • [FCA CF] Significant management (since 1 May 2024)
  • [FCA CF] Material risk taker (since 7 Jun 2023)
  • [FCA CF] Client dealing (since 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (19 Aug 2016 to 8 Dec 2019)
• Pratishtha Singh

  IRN PXS00651

  • [FCA CF] Functions requiring qualifications (31 Mar 2023 to 9 Aug 2024)
  • [FCA CF] Client dealing (31 Mar 2023 to 9 Aug 2024)
• ROBYN LOUISE GEE

  IRN RXG15106

  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 31 Mar 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (17 May 2019 to 8 Dec 2019)
• Rachael Applegate

  IRN RAW01100

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
• Rachel Louise Hayes

  IRN RLN01007

  • [FCA CF] Client dealing (19 Jun 2023 to 14 Sep 2023)
  • CF30 Customer (1 Nov 2007 to 14 May 2010)
  • CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Oct 2006 to 18 Oct 2006)
• Raj Karia

  IRN RXK01102

  • CF21 Investment Adviser (24 Feb 2005 to 24 Aug 2006)

• SPGo Ltd (no longer appointed)

  FRN 546280 · Appointed 14 Apr 2011 · Until 18 Apr 2011

• WHI Stockbrokers Ltd (no longer appointed)

  FRN 509614 · Appointed 12 Oct 2009 · Until 16 Nov 2015

No changes recorded yet.