Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (19 Jun 2023 to 14 Sep 2023)
- CF30 Customer (1 Nov 2007 to 14 May 2010)
- CF21 Investment Adviser (19 Oct 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Oct 2006 to 18 Oct 2006)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
- CF30 Customer (4 Oct 2012 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
- CF30 Customer (9 Jan 2012 to 19 Nov 2012)
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- CF21 Investment Adviser (22 May 2006 to 3 Aug 2006)
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 22 May 2006)
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- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.