Phillip Andrew Wale

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • SMF3 Executive Director (9 Dec 2019 to 24 Mar 2026)
    • SMF1 Chief Executive (9 Dec 2019 to 24 Mar 2026)
    • CF1 Director (16 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (16 Oct 2018 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (29 Jul 2016 to 13 Jul 2018)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (1 Jun 2012 to 24 Feb 2016)
    • CF1 Director (1 Jun 2012 to 24 Feb 2016)
    • CF3 Chief Executive (1 Jun 2012 to 24 Feb 2016)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 30 Sep 2010)
    • CF21 Investment Adviser (16 May 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF21 Investment Adviser (3 Jul 2002 to 13 Aug 2004)
    • CF26 Customer Trading (3 Jul 2002 to 3 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.