Raj Karia

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chrystal Capital Partners LLP
FRN 514725
- [FCA CF] Client dealing (since 26 Feb 2021)
- CF30 Customer (9 Sep 2013 to 8 Dec 2019)
Arlington Group Asset Management Limited (no longer approved here)
FRN 172337
- CF1 Director (AR) (8 Sep 2011 to 7 Jun 2013)
- CF30 Customer (9 Sep 2009 to 7 Jun 2013)
W H Ireland Limited (no longer approved here)
FRN 140773
- CF21 Investment Adviser (24 Feb 2005 to 24 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.