Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W H Ireland Limited
FRN 140773
- 11. Pension transfer specialist
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Responsible for Insurance Distribution (since 7 May 2024)
- [FCA CF] Significant management (since 1 May 2024)
- [FCA CF] Material risk taker (since 7 Jun 2023)
- [FCA CF] Client dealing (since 31 Mar 2023)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (19 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (8 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 17 Jul 2008)
- CF21 Investment Adviser (29 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.