Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eleanor Louise Almonte

    IRN ELA01019

    • Appointed representative dealing with clients for which they require qualification (22 Aug 2021 to 13 Sep 2023)
    • CF1 Director (AR) (22 Aug 2021 to 13 Sep 2023)
    • CF30 Customer (22 Aug 2021 to 13 Sep 2023)
  • Eleanor Price

    IRN EJS01114

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 30 Dec 2019)
    • CF30 Customer (since 30 Dec 2019)
    • CF1 Director (AR) (since 30 Dec 2019)
  • Fergus Rushe

    IRN FXR01311

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Mar 2016)
    • CF1 Director (AR) (since 23 Mar 2016)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
  • Gary Franklin

    IRN GXF00067

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Jul 2014)
    • CF1 Director (AR) (since 4 Jul 2014)
  • Gary John Millership

    IRN GXM01531

    • CF30 Customer (24 Nov 2020 to 1 Jul 2021)
    • CF1 Director (AR) (24 Nov 2020 to 1 Jul 2021)
  • George William Stewart Cunningham

    IRN GXC01409

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 28 Sep 2022)
    • CF1 Director (AR) (since 28 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2022)
  • Gerard Francis Dixon

    IRN GFD01011

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 21 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2022)
    • CF30 Customer (since 21 Mar 2022)
  • Giles James Maine

    IRN GJM00028

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2024)
    • CF1 Director (AR) (since 9 May 2024)
    • CF30 Customer (since 9 May 2024)
  • Girish Chainani

    IRN GXC01378

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Dec 2022)
    • CF1 Director (AR) (12 Dec 2018 to 8 Dec 2022)
    • CF30 Customer (12 Dec 2018 to 8 Dec 2022)
  • Gordon Duncan

    IRN GKD01003

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Oct 2016)
    • CF1 Director (AR) (since 27 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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