Gerard Francis Dixon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morlaix Limited

    FRN 536801

    • (1)Employed By (since 31 Mar 2022)
    • (2)Employed By (1 Dec 2010 to 1 Aug 2011)
  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 21 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 21 Mar 2022)
    • CF1 Director (AR) (since 21 Mar 2022)
  • Evans Falco LLP (no longer approved here)

    FRN 527253

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2022)
    • CF1 Director (AR) (25 Nov 2011 to 31 Mar 2022)
    • CF30 Customer (25 Nov 2011 to 31 Mar 2022)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (18 Jun 2010 to 26 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

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