Evans Falco LLP

• Principal Place of Business

  Gateway Business Centre

  Barncoose Gateway Park

  Barncoose

  Redruth

  Cornwall

  TR15 3RQ

  UNITED KINGDOM

  Phone

  +4401209701100

  Web

  http://www.evansfalco.co.uk

• Complaints Contact

  Gateway Business Centre

  Barncoose Gateway Park

  Barncoose

  Redruth

  Cornwall

  TR15 3RQ

  UNITED KINGDOM

  Phone

  +4401209701100

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Patrick Ferrie

  IRN APF01054

  • CF1 Director (AR) (17 Sep 2012 to 15 Dec 2013)
• Diana Mary Shears

  IRN DMS00009

  • CF30 Customer (10 Jan 2011 to 17 Jun 2013)
• Gerard Francis Dixon

  IRN GFD01011

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Mar 2022)
  • CF30 Customer (25 Nov 2011 to 31 Mar 2022)
  • CF1 Director (AR) (25 Nov 2011 to 31 Mar 2022)
• Hannah Collison

  IRN HSC01021

  • CF1 Director (AR) (1 Oct 2012 to 15 Dec 2013)
• Harry Morgan

  IRN HXM01798

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Nov 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2025)
  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• Hilary Ann Pryor

  IRN HXP00023

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
  • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
• John Christopher Waldie

  IRN JCW00012

  • CF1 Director (AR) (2 Feb 2011 to 15 Dec 2013)
  • CF30 Customer (2 Feb 2011 to 15 Dec 2013)
• Mark Williamson

  IRN MXW00129

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
  • CF30 Customer (4 Apr 2014 to 8 Dec 2019)
• Molly Elizabeth Kirton

  IRN MXK00787

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 1 Mar 2024)
• Patricia Rosemary Falco

  IRN PRF01061

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF11 Money Laundering Reporting (6 Dec 2013 to 8 Dec 2019)
  • CF4 Partner (11 Nov 2010 to 8 Dec 2019)
  • CF30 Customer (11 Nov 2010 to 8 Dec 2019)

• Morlaix Limited (no longer appointed)

  FRN 536801 · Appointed 7 Nov 2011 · Until 31 Mar 2022

• AFWM Limited (no longer appointed)

  FRN 540553 · Appointed 31 Jan 2011 · Until 15 Dec 2013

No changes recorded yet.