Evans Falco LLP

• Principal Place of Business

  Gateway Business Centre

  Barncoose Gateway Park

  Barncoose

  Redruth

  Cornwall

  TR15 3RQ

  UNITED KINGDOM

  Phone

  +4401209701100

  Web

  http://www.evansfalco.co.uk

• Complaints Contact

  Gateway Business Centre

  Barncoose Gateway Park

  Barncoose

  Redruth

  Cornwall

  TR15 3RQ

  UNITED KINGDOM

  Phone

  +4401209701100

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Paula Louise Drodge

  IRN PLD01043

  • CF30 Customer (9 Apr 2013 to 2 Aug 2013)
• Ronnie Williams

  IRN RXW01655

  • CF30 Customer (15 Feb 2013 to 15 Dec 2013)
• Simon Peter Lake

  IRN SPL01074

  • [FCA CF] Client dealing (4 Nov 2024 to 27 Nov 2025)
  • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 27 Nov 2025)
• Thomas Michael Tripp

  IRN TMT01028

  • CF1 Director (AR) (20 Sep 2012 to 15 Dec 2013)
• Treve Nicholas Evans

  IRN TNE01001

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (11 Nov 2010 to 30 Sep 2018)
  • CF30 Customer (11 Nov 2010 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Nov 2010 to 1 Dec 2013)
  • CF4 Partner (11 Nov 2010 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 Nov 2010 to 8 Dec 2019)

• Morlaix Limited (no longer appointed)

  FRN 536801 · Appointed 7 Nov 2011 · Until 31 Mar 2022

• AFWM Limited (no longer appointed)

  FRN 540553 · Appointed 31 Jan 2011 · Until 15 Dec 2013

No changes recorded yet.