Treve Nicholas Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Azets Wealth Management Limited

    FRN 449016

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2025)
  • Evans Falco LLP

    FRN 527253

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (11 Nov 2010 to 30 Sep 2018)
    • CF10 Compliance Oversight (11 Nov 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2010 to 1 Dec 2013)
    • CF30 Customer (11 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (11 Nov 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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