Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Evans Falco LLP (no longer approved here)

    FRN 527253

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2021)
    • CF30 Customer (4 Apr 2014 to 8 Dec 2019)
  • Tom French & Associates Limited (no longer approved here)

    FRN 185513

    • CF21 Investment Adviser (16 Aug 2006 to 20 Apr 2007)
  • Atlantic Associates (no longer approved here)

    FRN 227645

    • (11)Employed By (16 Aug 2006 to 20 Apr 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2005)
    • CF21 Investment Adviser (1 Jun 2005 to 18 Aug 2005)
  • Karrek Financial Management Limited (no longer approved here)

    FRN 193232

    • (3)Employed By (8 Nov 1999 to 18 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)Employed By at Karrek Financial Management Limited