Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 1 Feb 2024)
    • CF1 Director (AR) (since 3 Jan 2024)
    • CF30 Customer (since 3 Jan 2024)
    • (1)Employed By (since 3 Jan 2024)
  • Evans Falco LLP (no longer approved here)

    FRN 527253

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (8 Aug 2018 to 8 Dec 2019)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (21 Mar 2016 to 9 Sep 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • CF30 Customer (21 Mar 2016 to 20 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.