Giles James Maine

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 10 May 2024)
    • CF1 Director (AR) (since 9 May 2024)
    • CF30 Customer (since 9 May 2024)
  • Brigstow Independent Financial Planning Limited

    FRN 1011735

    • Employed By (since 9 May 2024)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Mar 2024)
    • CF30 Customer (11 Oct 2011 to 8 Dec 2019)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (14 Feb 2006 to 16 Jan 2009)

Recent activity

Updates to this individual's record on the FCA register.

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