Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 30 Dec 2019)
    • CF30 Customer (since 30 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 30 Dec 2019)
    • (2)Employed By (since 30 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (25 Apr 2018 to 8 Dec 2019)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (4 Jun 2014 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.