George William Stewart Cunningham

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 28 Sep 2022)
    • CF1 Director (AR) (since 28 Sep 2022)
    • CF30 Customer (since 28 Sep 2022)
  • CFind (Scotland) Ltd

    FRN 983951

    • Employed By (since 28 Sep 2022)
  • CFIND

    FRN 779904

    • Employed By (since 15 Jun 2017)
  • Equity And General Financial Services Limited (no longer approved here)

    FRN 474163

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 1 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Dec 2022)
    • CF30 Customer (15 Jun 2017 to 1 Nov 2022)
  • City Financial Independent LLP (no longer approved here)

    FRN 454924

    • Employed By (31 Jul 2006 to 6 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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