Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Gagg

    IRN IJG00003

    • [FCA CF] Significant management (since 26 Jan 2026)
    • [FCA CF] Significant management (13 Oct 2022 to 1 Jul 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2025)
    • CF29 Significant management (22 Mar 2016 to 8 Dec 2019)
    • CF1 Director (AR) (5 Nov 2012 to 11 Apr 2019)
    • CF30 Customer (31 Jan 2012 to 8 Dec 2019)
  • Ian Michael Buckley

    IRN IMB01029

    • CF2 Non Executive Director (5 Nov 2012 to 30 Apr 2018)
  • Jack Neale

    IRN JXN00056

    • CF30 Customer (11 May 2009 to 11 Dec 2009)
  • Jacqueline Rochelle Fagelman

    IRN JXF00367

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2022)
    • CF30 Customer (since 17 Mar 2022)
  • James Gerard Morgan

    IRN JGM00012

    • CF1 Director (AR) (9 Nov 2012 to 9 Mar 2016)
    • CF30 Customer (22 Mar 2010 to 1 Jan 2013)
  • James Hawkins

    IRN JEH01211

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 7 Oct 2019)
    • CF1 Director (AR) (since 7 Oct 2019)
  • James Hoban

    IRN JGH00016

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 Jan 2013)
    • CF30 Customer (since 11 Oct 2011)
  • James Hosking

    IRN JWH01086

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 25 Aug 2020)
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2020)
    • CF30 Customer (since 25 Aug 2020)
  • James Lindsey-Halls

    IRN JXL00022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 23 Dec 2013)
    • CF1 Director (AR) (since 23 Dec 2013)
  • James Miller

    IRN JSM01231

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jul 2022)
    • CF1 Director (AR) (18 Feb 2013 to 8 Jul 2022)
    • CF30 Customer (12 Apr 2010 to 30 Sep 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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