Ian Gagg

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Vision Independent Financial Planning Ltd
FRN 487395
- [FCA CF] Significant management (since 26 Jan 2026)
- [FCA CF] Significant management (13 Oct 2022 to 1 Jul 2025)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2025)
- CF29 Significant management (22 Mar 2016 to 8 Dec 2019)
- CF1 Director (AR) (5 Nov 2012 to 11 Apr 2019)
- CF30 Customer (31 Jan 2012 to 8 Dec 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.