James Hawkins

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Oct 2019)
    • CF30 Customer (since 7 Oct 2019)
  • ISCA Wealth Management Limited

    FRN 914030

    • (1)Employed By (since 7 Oct 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 9 Oct 2019)
    • CF30 Customer (18 May 2015 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 31 Oct 2014)

Recent activity

Updates to this individual's record on the FCA register.

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