James Gerard Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (21 Jun 2023 to 17 Nov 2025)
    • CF30 Customer (1 Jun 2023 to 17 Nov 2025)
    • [FCA CF] Client dealing (6 Dec 2022 to 21 Jun 2023)
    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 21 Jun 2023)
  • Eames Laurie Financial Services (no longer approved here)

    FRN 214848

    • (9)Employed By (1 Jun 2023 to 17 Nov 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Jan 2023)
    • CF30 Customer (13 Sep 2019 to 19 Jan 2023)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • CF1 Director (AR) (9 Nov 2012 to 9 Mar 2016)
    • CF30 Customer (22 Mar 2010 to 1 Jan 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Jan 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 17 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.