James Hosking

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 25 Aug 2020)
    • CF1 Director (AR) (since 25 Aug 2020)
    • CF30 Customer (since 25 Aug 2020)
  • Westcountry IFP Limited

    FRN 931962

    • Employed By (since 25 Aug 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 30 Jun 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Nov 2016 to 1 Jul 2018)
    • CF30 Customer (5 Dec 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Dec 2005 to 30 Sep 2006)
    • CF22 Investment Adviser (Trainee) (19 Apr 2005 to 8 Dec 2005)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (28 Sep 2010 to 20 Apr 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (28 Mar 2010 to 27 Aug 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (13 Aug 2008 to 29 Mar 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.