Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael George Crighton Rogers

    IRN MGR01041

    • CF1 Director (AR) (5 Dec 2012 to 23 Dec 2015)
    • CF30 Customer (22 Jul 2011 to 23 Dec 2015)
  • Michael James Tipper

    IRN MJT00060

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2021)
    • CF1 Director (AR) (17 May 2018 to 3 Jul 2020)
    • CF30 Customer (17 May 2018 to 6 May 2021)
  • Michael Mark Webb

    IRN MMW01015

    • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
    • CF1 Director (23 Mar 2016 to 8 Dec 2019)
  • Michael Robert Beardsley

    IRN MRB01101

    • CF1 Director (AR) (14 Jul 2014 to 14 Jul 2014)
    • CF30 Customer (14 Jul 2014 to 14 Jul 2014)
  • Michael Rowland Granville

    IRN MRG00031

    • CF30 Customer (16 Dec 2020 to 16 Aug 2024)
    • CF1 Director (AR) (16 Dec 2020 to 16 Aug 2024)
    • Appointed representative dealing with clients for which they require qualification (16 Dec 2020 to 16 Aug 2024)
  • Michael Tricker

    IRN MXT00124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2017)
    • CF30 Customer (since 27 Jun 2017)
  • Michael Willetts

    IRN MSW00019

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2021)
    • CF30 Customer (22 Apr 2016 to 31 Jan 2021)
    • CF1 Director (AR) (22 Apr 2016 to 31 Jan 2021)
  • Michelle Anne Arnold

    IRN MAA00015

    • CF30 Customer (1 Nov 2013 to 6 Mar 2014)
  • Neil Niven

    IRN NGN00002

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Jan 2014)
    • CF30 Customer (since 2 Jan 2014)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
  • Nicholas McNally

    IRN NXM00043

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 15 Oct 2015)
    • CF1 Director (AR) (since 15 Oct 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.