Nicholas McNally

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd

    FRN 487395

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 15 Oct 2015)
    • CF30 Customer (since 15 Oct 2015)
  • NPM Wealth Management Ltd

    FRN 718016

    • (1)Employed By (since 15 Oct 2015)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 29 May 2015)
    • CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 29 Jul 2005)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (1 Dec 2001 to 15 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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