Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
- CF3 Chief Executive (1 Apr 2010 to 8 Dec 2019)
- CF1 Director (9 Feb 2010 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 29 Sep 2023)
- CF1 Director (23 Mar 2016 to 8 Dec 2019)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 31 Dec 2023)
- CF29 Significant management (5 Oct 2015 to 6 Mar 2016)
- CF1 Director (7 Jun 2010 to 8 Feb 2012)
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- (276)CF1 Director (18 Jan 2008 to 11 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 11 Dec 2009)
- CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
- CF1 Director (5 Oct 2006 to 11 Dec 2009)
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- CF8 Apportionment and Oversight (1 Dec 2001 to 3 Oct 2003)
- CF3 Chief Executive (1 Dec 2001 to 3 Oct 2003)
- CF1 Director (1 Dec 2001 to 31 Jul 2004)
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- CF1 Director (1 Dec 2001 to 31 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (276)CF1 Director at Nippon Life Schroders Asset Management Europe Limited