Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2021)
    • CF1 Director (AR) (22 Apr 2016 to 31 Jan 2021)
    • CF30 Customer (22 Apr 2016 to 31 Jan 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.