Michael James Tipper

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nott Pybus & Associates Limited

    FRN 147535

    • 10. Broker fund adviser
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [PRA CF] Key function holder (since 1 Dec 2020)
    • [FCA CF] Significant management (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • [FCA CF] Client dealing (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (17 Sep 2013 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 25 Jan 2013)
    • CF1 Director (AR) (7 Dec 2005 to 27 Apr 2009)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 12 Jan 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • Vision Independent Financial Planning Ltd (no longer approved here)

    FRN 487395

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 May 2021)
    • CF30 Customer (17 May 2018 to 6 May 2021)
    • CF1 Director (AR) (17 May 2018 to 3 Jul 2020)
  • NP Vision Wealth Management Ltd (no longer approved here)

    FRN 809102

    • (2)Employed By (17 May 2018 to 6 May 2021)
  • NPA Commercial Ltd (no longer approved here)

    FRN 400549

    • Employed By (7 Dec 2005 to 11 May 2009)

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