Vision Independent Financial Planning Ltd

Date authorised
1 April 2013
Companies House
06650476
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904
    Web
    https://www.visionifp.co.uk

  • Complaints Contact

    Vision House
    Unit 6a
    Falmouth Business Park
    Bickland Water Road
    Falmouth
    Cornwall
    TR11 4SZ
    UNITED KINGDOM
    Phone
    +441326210904

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with advice on Investments (including Pensions)
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Avais Chaudhry

    IRN AXC02298

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (2 May 2018 to 1 Mar 2026)
    • CF1 Director (AR) (2 May 2018 to 1 Mar 2026)
  • Benjamin Leach

    IRN BXL01304

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jul 2022)
    • CF1 Director (AR) (7 Feb 2013 to 8 Jul 2022)
  • Carlie Frewer

    IRN CLJ01016

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Mar 2021)
    • CF30 Customer (12 Apr 2018 to 8 Dec 2019)
  • Catrin Edwards

    IRN CME01015

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 8 Oct 2021)
    • CF30 Customer (since 8 Oct 2021)
    • Appointed representative dealing with clients for which they require qualification (since 8 Oct 2021)
  • Chandramarakkalage Suneth Silva

    IRN CXS17535

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Aug 2021)
    • CF30 Customer (29 Jul 2019 to 1 Aug 2021)
    • CF1 Director (AR) (29 Jul 2019 to 1 Aug 2021)
  • Charlotte Diana French

    IRN CDF01026

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 8 Apr 2021)
    • CF30 Customer (since 8 Apr 2021)
  • Christine Chamberlain

    IRN CJC01196

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Oct 2014)
  • Christopher Darling

    IRN CXD00071

    • CF30 Customer (14 Oct 2016 to 31 Oct 2020)
    • CF1 Director (AR) (14 Oct 2016 to 31 Oct 2020)
  • Christopher James Cohen

    IRN CJC01293

    • Appointed representative dealing with clients for which they require qualification (13 Mar 2023 to 25 Mar 2024)
    • CF30 Customer (13 Mar 2023 to 25 Mar 2024)
  • Christopher James Jones

    IRN CJJ00002

    • CF30 Customer (13 Jun 2017 to 19 Jul 2017)
    • CF1 Director (AR) (13 Jun 2017 to 19 Jul 2017)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.